The director of the Securities and Exchange Commission's (SEC) Office of Compliance Inspections and Examinations, Lori Richards, has recused herself from the Madoff investigation.
The director of the Securities and Exchange Commission's (SEC) Office of Compliance Inspections and Examinations, Lori Richards, has recused herself from the Madoff investigation.
It's not like the guy was skimming a little off the top of his transactons. He didn't buy or sell a share of anything on his investors' behalf. He just took the money and sent back made-up statements.
SEC Investigator Warned of Madoff. ... far back as 2004 about irregularities at Bernard L. Madoff's financial management firm, but she was told to focus on an unrelated matter, according to agency ...
Madoff's Inner Circle: Who Knew? June 3, ... spelled out mostly in complaints filed by the ... Carl Shapiro, 97, a Boston-based philanthropist who made one fortune in ladies dresses and a ...
Longtime Madoff Cohort Pleads Not Guilty. ... Bonventre's role at the company was to run the back office and oversee the firm's securities clearing functions. ... The Cemetery Angel
Madoff Investors May Face Clawback Suits. By Linda Stern ... Nicholas Cosmos, and Matthew Pizzolato. You may not be able to land a cushy job as a top banking executive, but you can at least steer ...
E-mails and other internal documents show that executives at JPMorgan Chase were complicit in Bernard Madoff's massive fraud, lawyers seeking to recover funds for his victims said Thursday.
Fund Manager Tied To Madoff Faces Charges. ... when in actuality he was dumping them into history's largest Ponzi scheme," Attorney General Andrew Cuomo said in a statement. ... Academy Award ...
Madoff: Banks "Had to Know" of Ponzi Scheme. ... who held management positions at the family investment firm, denied any wrongdoing. ... who this week received her third Academy Award nomination ...
A Ponzi, or pyramid, scheme is a scam in which people are persuaded to invest through promises of unusually high returns, with early investors paid their returns out of money put in by later ...
JPMorgan CEO: "Work to do" on controls, compliance. ... NEW YORK JPMorgan Chase , the country's biggest bank by assets, says its first-quarter earnings soared, even as revenue fell slightly.
Madoff Scandal Shows Need for Prudent Investing Principles. By Larry Swedroe ... mutual funds are highly regulated by the SEC. ... NASA hopes to end reliance on Russian Soyuz ferry ships and ...
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PCI compliance: What it is and why it matters (Q&A) Bob Russo, general manager of the PCI Security Standards Council, explains what his organization is doing to keep payment card data out of the ...
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Businesses initiating cross-border payments need to be cognizant of the challenges that payment regulations pose. Cross-border payments are subject to multiple regulations in both the originating ...
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FDIC compliance and disaster recovery. ... we'll take a look this week at the Federal Deposit ... The FDIC is a government agency responsible for the oversight of banking and lending institutions ...